Bill 1501 — Access to Information and Protection of Privacy Act, 2015 (47th General Assembly, 4th Session)
Bill 1501
Newfoundland and Labrador — Bills
Fourth Session, 47th
General Assembly
64 Elizabeth II,
BILL 1
AN ACT TO PROVIDE THE
PUBLIC WITH ACCESS TO INFORMATION AND PROTECTION OF PRIVACY
Received and Read the First Time ..................................................................
Second Reading .............................................................................................
Committee ......................................................................................................
Third Reading ................................................................................................
Royal Assent ..................................................................................................
HONOURABLE STEVE
KENT
Minister of Health and Community Services and
Minister Responsible for the Office of Public Engagement
Ordered to be printed by the Honourable House of Assembly
EXPLANATORY NOTES
This Bill would revise the law
respecting access to records and protection of personal information held by
public bodies. The Bill would maintain the ombuds model for access and personal
information protection but give the commissioner decision-making power in
certain procedural matters. With respect to access to a record or correction of
personal information, the Bill would
provide a public interest
override for specified discretionary exceptions to access;
require anonymity in most
requests;
require the access and privacy
coordinator to be the only person on behalf of a public body to communicate
with an applicant or third party;
enable disclosure of datasets;
require the commissioners
approval before a public body disregards a request;
provide for extensions of time
beyond 20 business days only where approved by the commissioner, whose decision
is final;
eliminate application fees and
reduce the costs to access records, with disputes respecting an estimate or
waiver of costs to be determined by the commissioner, whose decision is final;
remove the mandatory exemption
from disclosure of briefing materials created for ministers assuming new
portfolios or preparing for a sitting of the House of Assembly;
revise the exceptions to access
in the provisions respecting cabinet confidences, policy advice or recommendations,
legal advice, information from a workplace investigation, third party business
interests, disclosure harmful to personal privacy, and disclosure of statutory
office records;
provide for and require a more
expeditious complaint and investigation process;
allow a third party to complain
to the commissioner or commence an appeal directly in the Trial Division of a
public bodys decision to disclose the third partys business information or
personal information to an applicant;
where the commissioner
recommends access to a record or correction of personal information, require
the head of a public body either to comply with the commissioners
recommendation or seek a declaration in the Trial Division that the head is not
required by law to comply; and
enable the commissioner to file
an order of the court in the circumstances where the head of a public body
fails to comply with the commissioners recommendation to grant access to a
record or make a correction to personal information or fails to seek a
declaration.
With respect to privacy, the Bill
would
require public bodies to notify
affected individuals of a privacy breach that creates a risk of significant
harm to the individual and to report all privacy breaches to the commissioner;
require government departments
to prepare privacy impact assessments during the development of programs or
services unless a preliminary assessment of the program or service indicates a
full assessment is not necessary;
provide for privacy
investigations on the commissioners own motion or on receipt of a complaint by
an individual or by a representative of a group of individuals;
require the commissioner to
prepare a report following a privacy investigation and require the head of a
public body to respond to that report, and enable certain recommendations to be
filed as orders of the court;
where the commissioner
recommends that a public body stop collecting, using or disclosing personal
information in contravention of the Act or destroy personal information
collected in contravention of the Act, require the head of a public body either
to comply with the commissioners recommendation or seek a declaration in the
Trial Division that the head is not required by law to comply; and
provide for an order that the
Trial Division may make.
The Bill would strengthen the role of
the Office of the Information and Privacy Commissioner as an advocate for
access and protection of personal information. The Bill would
provide an appointment process,
term and salary that supports the independence of the commissioner;
give the commissioner the power
to review cabinet records, solicitor-client privileged records and other
records in the custody or under the control of a public body, except for some
of the records to which the Act does not apply;
give the commissioner the power
to carry out investigations and audits and make special reports to the House of
Assembly; and
require the commissioner to
create a standard template for the publication of information by public bodies
and to review proposed Bills that could have implications for access to
information and protection of privacy.
The Bill would make further changes
expand the application of the
Act to corporations and other entities that are owned by or created by or for municipalities;
and
strengthen the offence
provision.
A BILL
AN ACT TO PROVIDE THE PUBLIC WITH ACCESS TO
INFORMATION AND PROTECTION OF PRIVACY
Analysis
Short title
PART
INTERPRETATION
Definitions
Purpose
Schedule of excluded public bodies
Application
Relationship to Personal Health
Information Act
Conflict with other Acts
PART
ACCESS AND CORRECTION
DIVISION
THE REQUEST
Right of access
Public interest
Right to request correction of personal
information
Making a request
Anonymity
Duty to assist applicant
Transferring a request
Advisory response
Time limit for final response
Content of final response for access
Content of final response for correction
of personal information
Third party notification
Provision of information
Disregarding a request
Published material
Extension of time limit
Extraordinary circumstances
Costs
Estimate and waiver of costs
DIVISION
EXCEPTIONS TO ACCESS
Cabinet confidences
Local public body confidences
Policy advice or recommendations
Legal advice
Disclosure harmful to law enforcement
Confidential evaluations
Information from a workplace
investigation
Disclosure harmful to intergovernmental
relations or negotiations
Disclosure harmful to the financial or
economic interests of a public body
Disclosure harmful to conservation
Disclosure harmful to individual or
public safety
Disclosure harmful to labour relations
interests of public body as employer
Disclosure harmful to business interests
of a third party
Disclosure harmful to personal privacy
Disclosure of House of Assembly service
and statutory office records
DIVISION
COMPLAINT
Access or correction complaint
Burden of proof
Investigation
Authority of commissioner not to
investigate a complaint
Time limit for formal investigation
Recommendations
Report
Response of public body
Head of public body seeks declaration in
court
Filing an order with the Trial Division
DIVISION
APPEAL TO THE TRIAL DIVISION
Direct appeal to Trial Division by an
applicant
Direct appeal to Trial Division by a
third party
Appeal of public body decision after
receipt of commissioners recommendation
No right of appeal
Procedure on appeal
Practice and procedure
Solicitor and client privilege
Conduct of appeal
Disposition of appeal
PART
III
PROTECTION OF PERSONAL INFORMATION
DIVISION
COLLECTION, USE AND DISCLOSURE
Purpose for which personal information
may be collected
How personal information is to be
collected
Accuracy of personal information
Protection of personal information
Retention of personal information
Use of personal information
Use of personal information by post-secondary
educational bodies
Disclosure of personal information
Definition of consistent purposes
Disclosure for research or statistical
purposes
Disclosure for archival or historical
purposes
Privacy impact assessment
DIVISION
PRIVACY COMPLAINT
Privacy complaint
Investigation privacy complaint
Authority of commissioner not to
investigate a privacy complaint
Recommendations privacy complaint
Report privacy complaint
Response of public body privacy
complaint
Head of public body seeks declaration in
court
Filing an order with the Trial Division
DIVISION
APPLICATION TO THE TRIAL DIVISION FOR A DECLARATION
Practice and procedure
Solicitor and client privilege
Conduct
Disposition
PART
OFFICE AND POWERS OF THE INFORMATION AND PRIVACY COMMISSIONER
DIVISION
OFFICE
Appointment of the Information and
Privacy Commissioner
Status of the commissioner
Term of office
Removal or suspension
Acting commissioner
Salary, pension and benefits
Expenses
Commissioner's staff
Oath of office
Oath of staff
DIVISION
POWERS OF THE COMMISSIONER
General powers and duties of
commissioner
Representation during an investigation
Production of documents
Right of entry
Admissibility of evidence
Privilege
Section 8.1 of the Evidence Act
Disclosure of information
Delegation
Protection from liability
Annual report
Special report
Report investigation or audit
PART
GENERAL
Exercising rights of another person
Designation of head by local public body
Designation and delegation by the head
of a public body
Publication scheme
Amendments to statutes and regulations
Report of minister responsible
Limitation of liability
Offence
Regulations
Review
Transitional
SNL2013 cA-3.1 Amdt.
SNL1991 c22 Amdt.
RSNL1990 cC-2 Amdt.
SNL2004 cC-5.1 Amdt.
SNL2010 cC-12.2 Amdt.
SNL2001 cC-14.1 Amdt.
SNL2007 cE-11.01 Amdt.
SNL1995 cP-37.1 Amdt.
RSNL1990 cH-10 Amdt.
SNL2007cH-10.1 Amdt.
SNL1999 cM-5.1 Amdt.
SNL2014 cM-16.2 Amdt.
SNL2008 cP-7.01 Amdt.
SNL2008 cR-13.1 Amdt.
SNL2014 c23 Amdt.
SNL2005 cR-15.1 Amdt.
SNL2009 cV-6.01 Amdt.
Repeal
Commencement
Schedule
Be it enacted by the Lieutenant-Governor and
House of Assembly in Legislative Session convened, as follows:
Short title
1. This
Act may be cited as the Access to
Information and Protection of Privacy Act, 2015 .
PART I
INTERPRETATION
Definitions
2. In this Act
(a) "applicant" means a person who makes
a request under
section 11 for access to a
record, including a record containing personal information about the person, or
for correction of personal information;
(b) "business day" means a day that is
not a Saturday, Sunday or a holiday;
(c) "Cabinet" means the executive
council appointed under the Executive
Council Act , and includes a committee of the executive council;
(d) "commissioner" means the Information
and Privacy Commissioner appointed under
section 85 ;
(e) "complaint" means a complaint filed
under
section 42 ;
(f) "coordinator" means the person
designated by the head of the public body as coordinator under subsection 110 (1);
(g) "dataset" means information
comprising a collection of information held in electronic form where all or
most of the information in the collection
(
i) has been obtained or recorded for the purpose
of providing a public body with information in connection with the provision of
a service by the public body or the carrying out of another function of the
public body,
(ii) is factual information
(
A) which is not the product of analysis or
interpretation other than calculation, and
(
B) to which
section 13 of the Statistics Agency Act does not apply,
and
(iii) remains presented in a way that, except for
the purpose of forming part of the collection, has not been organized, adapted
or otherwise materially altered since it was obtained or recorded;
(h) "educational body" means
(
i) Memorial
University of Newfoundland ,
(ii) College of the North
Atlantic ,
(iii) Centre for Nursing Studies,
(iv) Western
Regional School
of Nursing,
(
v) a school board, school district constituted or
established under the Schools Act, 1997, including
the conseil scolaire francophone, and
(vi) a body designated as an educational body in
the regulations made under
section 116 ;
(i) "employee", in relation to a public
body, includes a person retained under a contract to perform services for the
public body;
(j) "head", in relation to a public
body, means
(
i) in the case of a department, the minister who
presides over it,
(ii) in the case of a corporation, its chief
executive officer,
(iii) in the case of an unincorporated body, the
minister appointed under the Executive
Council Act to administer the Act under which the body is established, or
the minister who is otherwise responsible for the body,
(iv) in the case of the House of Assembly the Speaker
and in the case of the statutory offices as defined in the House of Assembly Accountability, Integrity and Administration Act , the applicable officer of each
statutory office, or
(
v) in another case, the person or group of
persons designated under
section 109 or in the
regulations as the head of the public body;
(k) "health care body" means
(
i) an authority as defined in the Regional Health Authorities Act ,
(ii) the Mental Health Care and Treatment Review
Board,
(iii) the Newfoundland
and Labrador Centre for Health Information, and
(iv) a body designated as a health care body in the
regulations made under
section 116 ;
(l) "House of Assembly Management
Commission" means the commission continued under
section 18 of the House of Assembly Accountability, Integrity
and Administration Act ;
(m) "judicial administration record"
means a record containing information relating to a judge, master or justice of
the peace, including information respecting
(
i) the scheduling of judges, hearings and trials,
(ii) the content of judicial training programs,
(iii) statistics of judicial activity prepared by or
for a judge,
(iv) a judicial directive, and
(
v) a record of the Complaints Review Committee or
an adjudication tribunal established under the Provincial Court Act, 1991 ;
(n) "law enforcement" means
(
i) policing, including criminal intelligence
operations, or
(ii) investigations, inspections or proceedings
conducted under the authority of or for the purpose of enforcing an enactment
which lead to or could lead to a penalty or sanction being imposed under the
enactment;
(o) "local government body" means
(
i) the City of Corner Brook ,
(ii) the City of Mount Pearl ,
(iii) the City of St. Johns ,
(iv) a municipality as defined in the Municipalities Act, 1999 , and
(
v) a body designated as a local government body
in the regulations made under
section 116 ;
(p) "local public body" means
(
i) an educational body,
(ii) a health care body, and
(iii) a local government body;
(q) "minister" means a member of the
executive council appointed under the Executive
Council Act ;
(r) "minister responsible for this Act"
means the minister appointed under the Executive
Council Act to administer this Act;
(s) "officer of the House of Assembly"
means the Speaker of the House of Assembly, the Clerk of the House of Assembly,
the Chief Electoral Officer, the Auditor General of Newfoundland and Labrador,
the Commissioner for Legislative Standards, the Citizens' Representative, the
Child and Youth Advocate and the Information and Privacy Commissioner, and a
position designated to be an officer of the House of Assembly by the Act
creating the position;
(t) "person" includes an individual,
corporation, partnership, association, organization or other entity;
(u) "personal information" means
recorded information about an identifiable individual, including
(
i) the individual's name, address or telephone
number,
(ii) the individual's race, national or ethnic
origin, colour, or religious or political beliefs or associations,
(iii) the individual's age, sex, sexual orientation,
marital status or family status,
(iv) an identifying number, symbol or other
particular assigned to the individual,
(
v) the individual's fingerprints, blood type or
inheritable characteristics,
(vi) information about the individual's health care
status or history, including a physical or mental disability,
(vii) information about the individual's
educational, financial, criminal or employment status or history,
(viii) the opinions of a person about the individual,
and
(ix) the individual's personal views or opinions,
except where they are about someone else;
(v) "privacy complaint" means a privacy
complaint filed under subsection 73 (1) or
(2) or an investigation initiated on the commissioners own motion under subsection
73 (3);
(w) "privacy impact assessment" means an
assessment that is conducted by a public body as defined under subparagraph
(x)(
i) to determine if a current or proposed program or service meets or will
meet the requirements of
Part III of this Act;
(x) "public body" means
(
i) a department created under the Executive
Council Act , or a branch of the executive government of the province,
(ii) a corporation, the ownership of which, or a
majority of the shares of which is vested in the Crown,
(iii) a corporation, commission or body, the
majority of the members of which, or the majority of members of the board of
directors of which are appointed by
an Act, the Lieutenant-Governor in Council
or a minister,
(iv) a local public body,
(
v) the House of Assembly and statutory offices,
as defined in the House of Assembly
Accountability, Integrity and Administration Ac t , and
(vi) a corporation or other entity owned by or
created by or for a local government body or group of local government bodies,
which has as its primary purpose the management of a local government asset or
the discharge of a local government responsibility,
and includes a body designated for this
purpose in the regulations made under
section 116 ,
but does not include
(vii) the constituency office of a member of the
House of Assembly wherever located,
(viii) the Court of Appeal, the Trial Division, or
the Provincial Court ,
(ix) a body listed in
Schedule B;
(y) "record" means a record of
information in any form, and includes a dataset, information that is machine
readable, written, photographed, recorded or stored in any manner, but does not
include a computer program or a mechanism that produced records on any storage
medium;
(z) "remuneration" includes salary,
wages, overtime pay, bonuses, allowances, honorariums, severance pay, and the aggregate
of the contributions of a public body to pension, insurance, health and other
benefit plans;
(aa) "request" means a request made under
section 11 for access to a record, including a
record containing personal information about the applicant, or correction of
personal information, unless the context indicates otherwise;
(bb) "Schedule B" means the
schedule of
bodies excluded from the definition of public body; and
(cc) "third party", in relation to a
request for access to a record or for correction of personal information, means
a person or group of persons other than
(
i) the person who made the request, or
(ii) a public body.
Purpose
(1) The purpose of this Act is to
facilitate democracy through
(
a) ensuring that citizens have the information
required to participate meaningfully in the democratic process;
(
b) increasing transparency in government and
public bodies so that elected officials, officers and employees of public bodies
remain accountable; and
(
c) protecting the privacy of individuals with
respect to personal information about themselves held and used by public bodies.
(2) The purpose is to be achieved by
(
a) giving the public a right of access to
records;
(
b) giving individuals a right of access to, and a
right to request correction of, personal information about themselves;
(
c) specifying the limited exceptions to the
rights of access and correction that are necessary to
(
i) preserve the ability of government to function
efficiently as a cabinet government in a parliamentary democracy,
(ii) accommodate established and accepted rights
and privileges of others, and
(iii) protect from harm the confidential proprietary
and other rights of third parties;
(
d) providing that some discretionary exceptions
will not apply where it is clearly demonstrated that the public interest in
disclosure outweighs the reason for the exception;
(
e) preventing the unauthorized collection, use or
disclosure of personal information by public bodies; and
(
f) providing for an oversight agency that
(
i) is an advocate for access to information and
protection of privacy,
(ii) facilitates timely and user friendly
application of this Act,
(iii) provides independent review of decisions made
by public bodies under this Act,
(iv) provides independent investigation of privacy
complaints,
(
v) makes recommendations to government and to
public bodies as to actions they might take to better achieve the objectives of
this Act, and
(vi) educates the public and public bodies on all
aspects of this Act.
(3) This Act does not replace other procedures for
access to information or limit access to information that is not personal
information and is available to the public.
Schedule of excluded
public bodies
4. When the House of Assembly is not in session, the
Lieutenant-Governor in Council, on the recommendation of the House of Assembly
Management Commission, may by order amend
Schedule B, but the order shall not
continue in force beyond the end of the next sitting of the House of Assembly.
Application
(1) This Act applies to all records in the
custody of or under the control of a public body but does not apply to
(
a) a record in a court file, a record of a judge
of the Court of Appeal, Trial Division, or Provincial Court, a judicial administration
record or a record relating to support services provided to the judges of those
courts;
(
b) a note, communication or draft decision of a
person acting in a judicial or quasi-judicial capacity;
(
c) a personal or constituency record of a member
of the House of Assembly, that is in the possession or control of the member;
(
d) records of a registered political party or
caucus as defined in the House of
Assembly Accountability, Integrity and Administration Act ;
(
e) a personal or constituency record of a
minister;
(
f) a record of a question that is to be used on
an examination or test;
(
g) a record containing teaching materials or
research information of an employee of a post-secondary educational institution;
(
h) material placed in the custody of the
Provincial Archives of Newfoundland and Labrador
by or for a person other than a public body;
(
i) material placed in the archives of a public
body by or for a person other than the public body;
(
j) a record relating to a prosecution if all
proceedings in respect of the prosecution have not been completed;
(
k) a record relating to an investigation by the
Royal Newfoundland Constabulary if all matters in respect of the investigation
have not been completed;
(
l) a record relating to an investigation by the
Royal Newfoundland Constabulary that would reveal the identity of a confidential
source of information or reveal information provided by that source with
respect to a law enforcement matter; or
(
m) a record relating to an investigation by the
Royal Newfoundland Constabulary in which suspicion of guilt of an identified person
is expressed but no charge was ever laid, or relating to prosecutorial
consideration of that investigation.
(2) This Act
(
a) is in addition to existing procedures for
access to records or information normally available to the public, including a
requirement to pay fees;
(
b) does not prohibit the transfer, storage or
destruction of a record in accordance with
an Act of the province or Canada
or a by-law or resolution of a local public body;
(
c) does not limit the information otherwise
available by law to a party in a legal proceeding; and
(
d) does not affect the power of a court or
tribunal to compel a witness to testify or to compel the production of a
document.
Relationship to Personal Health Information Act
(1) Notwithstanding
section 5 , but except as provided in sections 92 to 94 , this Act
and the regulations shall not apply and the Personal
Health Information Act and regulations under that Act shall apply where
(
a) a public body is a custodian; and
(
b) the information or record that is in the
custody or control of a public body that is a custodian is personal health
information.
(2) For the purpose of this section,
"custodian" and "personal health information" have the
meanings ascribed to them in the Personal
Health Information Act .
Conflict with
other Acts
(1) Where there is a conflict between this
Act or a regulation made under this Act and another Act or regulation enacted
before or after the coming into force of this Act, this Act or the regulation
made under it shall prevail.
(2) Notwithstanding subsection (1), where access
to a record is prohibited or restricted by, or the right to access a record is
provided in a provision designated in
Schedule A, that provision shall prevail
over this Act or a regulation made under it.
(3) When the House of Assembly is not in session,
the Lieutenant-Governor in Council may by order amend
Schedule A, but the order
shall not continue in force beyond the end of the next sitting of the House of
Assembly.
PART II
ACCESS AND CORRECTION
DIVISION 1
THE REQUEST
Right of access
(1) A person who makes a request under
section 11 has a right of access to a record in
the custody or under the control of a public body, including a record
containing personal information about the applicant.
(2) The right of access to a record does not
extend to information excepted from disclosure under this Act, but if it is
reasonable to sever that information from the record, an applicant has a right
of access to the remainder of the record.
(3) The right of access to a record may be subject
to the payment, under
section 25 , of the costs
of reproduction, shipping and locating a record.
Public interest
(1) Where the head of a public body may
refuse to disclose information to an applicant under a provision listed in
subsection (2), that discretionary exception shall not apply where it is
clearly demonstrated that the public interest in disclosure of the information
outweighs the reason for the exception.
(2) Subsection (1) applies to the following
sections:
(
a) section 28
(local public body confidences);
(
b) section 29
(policy advice or recommendations);
(c) subsection 30 (1)
(legal advice);
(
d) section 32
(confidential evaluations);
(
e) section 34
(disclosure harmful to intergovernmental relations or negotiations);
(
f) section 35
(disclosure harmful to the financial or economic interests of a public body);
(
g) section 36
(disclosure harmful to conservation); and
(
h) section 38
(disclosure harmful to labour relations interests of public body as employer).
(3) Whether or not a request for access is made,
the head of a public body shall, without delay, disclose to the public, to an
affected group of people or to an applicant, information about a risk of significant
harm to the environment or to the health or safety of the public or a group of
people, the disclosure of which is clearly in the public interest.
(4) Subsection (3) applies notwithstanding a
provision of this Act.
(5) Before disclosing information under subsection
(3), the head of a public body shall, where practicable, give notice of disclosure
in the form appropriate in the circumstances to a third party to whom the
information relates.
Right to request
correction of personal information
(1) An individual who believes there is an
error or omission in his or her personal information may request the head of
the public body that has the information in its custody or under its control to
correct the information.
(2) A cost shall not be charged for a request for
correction of personal information or for a service in response to that request.
Making a request
(1) A person may access a record or seek a
correction of personal information by making a request to the public body that
the person believes has custody or control of the record or personal information.
(2) A request shall
(
a) be in the form set by the minister responsible
for this Act;
(
b) provide sufficient details about the
information requested so that an employee familiar with the records of the
public body can identify and locate the record containing the information with
reasonable efforts; and
(
c) indicate how and in what form the applicant
would prefer to access the record.
(3) An applicant may make an oral request for
access to a record or correction of personal information where the applicant
(
a) has a limited ability to read or write
(
b) has a disability or condition that impairs his
or her ability to make a request.
(4) A request under subsection (2) may be
transmitted by electronic means.
Anonymity
(1) The head of a public body shall ensure
that the name and type of the applicant is disclosed only to the individual who
receives the request on behalf of the public body, the coordinator, the coordinators
assistant and, where necessary, the commissioner.
(2) Subsection (1) does not apply to a request
(
a) respecting personal information about the
applicant; or
(
b) where the name of the applicant is necessary
to respond to the request and the applicant has consented to its disclosure.
(3) The disclosure of an applicants name in a
request referred to in subsection (2) shall be limited to the extent necessary
to respond to the request.
(4) The limitation on disclosure under subsection
(1) applies until the final response to the request is sent to the applicant.
Duty to assist
applicant
(1) The head of a public body shall make
every reasonable effort to assist an applicant in making a request and to
respond without delay to an applicant in an open, accurate and complete manner.
(2) The applicant and the head of the public body
shall communicate with one another under this Part through the coordinator.
Transferring a
request
(1) The head of a public body may, upon
notifying the applicant in writing, transfer a request to another public body
not later than 5 business days after receiving it, where it appears that
(
a) the record was produced by or for the other
public body; or
(
b) the record or personal information is in the
custody of or under the control of the other public body.
(2) The head of the public body to which a request
is transferred shall respond to the request, and the provisions of this Act
shall apply, as if the applicant had originally made the request to and it was
received by that public body on the date it was transferred to that public body.
Advisory response
(1) The head of a public body shall, not
more than 10 business days after receiving a request, provide an advisory
response in writing to
(
a) advise the applicant as to what will be the
final response where
(
i) the record is available and the public body is
neither authorized nor required to refuse access to the record under this Act,
(ii) the request for correction of personal
information is justified and can be readily made; or
(
b) in other circumstances, advise the applicant
of the status of the request.
(2) An advisory response under paragraph (1)(
b) shall inform the applicant about one or more of the following matters, then
known:
(
a) a circumstance that may result in the request
being refused in full or in part;
(
b) a cause or other factor that may result in a
delay beyond the time period of 20 business days and an estimated length of
that delay, for which the head of the public body may seek approval from the
commissioner under
section 23 to extend the
time limit for responding;
(
c) costs that may be estimated under
section 26 to respond to the request;
(
d) a third party interest in the request; and
(
e) possible revisions to the request that may
facilitate its earlier and less costly response.
(3) The head of the public body shall, where it is
reasonable to do so, provide an applicant with a further advisory response at a
later time where an additional circumstance, cause or other factor, costs or a
third party interest that may delay receipt of a final response, becomes known.
Time limit for
final response
(1) The head of a public body shall
respond to a request in accordance with
section 17
or 18 , without delay and in any event not more
than 20 business days after receiving it, unless the time limit for responding
is extended under
section 23 .
(2) Where the head of a public body fails to
respond within the period of 20 business days or an extended period, the head
is considered to have refused access to the record or refused the request for
correction of personal information.
Content of final
response for access
(1) In a final response to a request for
access to a record, the head of a public body shall inform the applicant in
writing
(
a) whether access to the record or part of the
record is granted or refused;
(
b) if access to the record or part of the record
is granted, where, when and how access will be given; and
(
c) if access to the record or part of the record
is refused,
(
i) the reasons for the refusal and the provision
of this Act on which the refusal is based, and
(ii) that the applicant may file a complaint with
the commissioner under
section 42 or appeal
directly to the Trial Division under
section 52 ,
and advise the applicant of the applicable time limits and how to file a complaint
or pursue an appeal.
(2) Notwithstanding paragraph (1)(c), the head of
a public body may in a final response refuse to confirm or deny the existence
(
a) a record containing information described in
section 31 ;
(
b) a record containing personal information of a
third party if disclosure of the existence of the information would be an unreasonable
invasion of a third partys personal privacy under
section 40 ; or
(
c) a record that could threaten the health and
safety of an individual.
Content of final
response for correction of personal information
(1) In a final response to a request for
correction of personal information, the head of a public body shall inform the
applicant in writing
(
a) whether the requested correction has been
made; and
(
b) if the request is refused,
(
i) the reasons for the refusal,
(ii) that the record has been annotated, and
(iii) that the applicant may file a complaint with
the commissioner under
section 42 or appeal
directly to the Trial Division under
section 52 ,
and advise the applicant of the applicable time limits and how to file a complaint
or pursue an appeal.
(2) Where no correction is made in response to a
request, the head of the public body shall annotate the information with the correction
that was requested but not made.
(3) Where personal information is corrected or
annotated under this section, the head of the public body shall notify a public
body or a third party to whom that information has been disclosed during the
one year period before the correction was requested.
(4) Where a public body is notified under
subsection (3) of a correction or annotation of personal information, the
public body shall make the correction or annotation on a record of that
information in its custody or under its control.
Third party
notification
(1) Where the head of a public body
intends to grant access to a record or part of a record that the head has
reason to believe contains information that might be excepted from disclosure
under
section 39 or 40 ,
the head shall make every reasonable effort to notify the third party.
(2) The time to notify a third party does not
suspend the period of time referred to in subsection 16 (1).
(3) The head of the public body may provide or
describe to the third party the content of the record or part of the record for
which access is requested.
(4) The third party may consent to the disclosure
of the record or part of the record.
(5) Where the head of a public body decides to
grant access to a record or part of a record and the third party does not
consent to the disclosure, the head shall inform the third party in writing
(
a) of the reasons for the decision and the
provision of this Act on which the decision is based;
(
b) of the content of the record or part of the
record for which access is to be given;
(
c) that the applicant will be given access to the
record or part of the record unless the third party, not later than 15 business
days after the head of the public body informs the third party of this
decision, files a complaint with the commissioner under
section 42 or appeals directly to the Trial Division under
section
53 ; and
(
d) how to file a complaint or pursue an appeal.
(6) Where the head of a public body decides to
grant access and the third party does not consent to the disclosure, the head
shall, in a final response to an applicant, state that the applicant will be
given access to the record or part of the record on the completion of the
period of 15 business days referred to in subsection (5), unless a third party
files a complaint with the commissioner under
section 42
or appeals directly to the Trial Division under
section 53 .
(7) The head of the public body shall not give
access to the record or part of the record until
(
a) he or she receives confirmation from the third
party or the commissioner that the third party has exhausted any recourse under
this Act or has decided not to file a complaint or commence an appeal; or
(
b) a court order has been issued confirming the
decision of the public body.
(8) The head of the public body shall advise the
applicant as to the status of a complaint filed or an appeal commenced by the
third party.
(9) The third party and the head of the public
body shall communicate with one another under this Part through the
coordinator.
Provision of information
(1) Where the head of a public body
informs an applicant under
section 17 that
access to a record or part of a record is granted, he or she shall
(
a) give the applicant a copy of the record or
part of it, where the applicant requested a copy and the record can reasonably
be reproduced; or
(
b) permit the applicant to examine the record or
part of it, where the applicant requested to examine a record or where the
record cannot be reasonably reproduced.
(2) Where the requested information is in
electronic form in the custody or under the control of a public body, the head
of the public body shall produce a record for the applicant where
(
a) it can be produced using the normal computer
hardware and software and technical expertise of the public body; and
(
b) producing it would not interfere unreasonably
with the operations of the public body.
(3) Where the requested information is information
in electronic form that is, or forms part of, a dataset in the custody or under
the control of a public body, the head of the public body shall produce the information
for the applicant in an electronic form that is capable of re-use where
(
a) it can be produced using the normal computer hardware
and software and technical expertise of the public body;
(
b) producing it would not interfere unreasonably
with the operations of the public body; and
(
c) it is reasonably practicable to do so.
(4) Where information that is, or forms part of, a
dataset is produced, the head of the public body shall make it available for
re-use in accordance with the terms of a licence that may be applicable to the
dataset.
(5) Where a record exists, but not in the form
requested by the applicant, the head of the public body may, in consultation
with the applicant, create a record in the form requested where the head is of
the opinion that it would be simpler or less costly for the public body to do
so.
Disregarding a
request
(1) The head of a public body may, not
later than 5 business days after receiving a request, apply to the commissioner
for approval to disregard the request where the head is of the opinion that
(
a) the request would unreasonably interfere with
the operations of the public body;
(
b) the request is for information already
provided to the applicant; or
(
c) the request would amount to an abuse of the
right to make a request because it is
(
i) trivial, frivolous or vexatious,
(ii) unduly repetitive or systematic,
(iii) excessively broad or incomprehensible, or
(iv) otherwise made in bad faith.
(2) The commissioner shall, without delay and in
any event not later than 3 business days after receiving an application, decide
to approve or disapprove the application.
(3) The time to make an application and receive a
decision from the commissioner does not suspend the period of time referred to
in subsection 16 (1).
(4) Where the commissioner does not approve the
application, the head of the public body shall respond to the request in the manner
required by this Act.
(5) Where the commissioner approves the
application, the head of a public body who refuses to give access to a record
or correct personal information under this
section shall notify the person who
made the request.
(6) The notice shall contain the following
information:
(
a) that the request is refused because the head
of the public body is of the opinion that the request falls under subsection
(1) and of the reasons for the refusal;
(
b) that the commissioner has approved the
decision of the head of a public body to disregard the request; and
(
c) that the person who made the request may
appeal the decision of the head of the public body to the Trial Division under
subsection 52 (1).
Published
material
(1) The head of a public body may refuse
to disclose a record or part of a record that
(
a) is published and is available to the public
whether without cost or for purchase; or
(
b) is to be published or released to the public
within 30 business days after the applicants request is received.
(2) The head of a public body shall notify an
applicant of the publication or release of information that the head has
refused to give access to under paragraph (1)(b).
(3) Where the information is not published or
released within 30 business days after the applicants request is received, the
head of the public body shall reconsider the request as if it were a new
request received on the last day of that period, and access may not be refused
under paragraph (1)(b).
Extension of time
limit
(1) The head of a public body may, not
later than 15 business days after receiving a request, apply to the
commissioner to extend the time for responding to the request.
(2) The commissioner may approve an application
for an extension of time where the commissioner considers that it is necessary
and reasonable to do so in the circumstances, for the number of business days
the commissioner considers appropriate.
(3) The commissioner shall, without delay and not
later than 3 business days after receiving an application, decide to approve or
disapprove the application.
(4) The time to make an application and receive a
decision from the commissioner does not suspend the period of time referred to
in subsection 16 (1).
(5) Where the commissioner does not approve the
application, the head of the public body shall respond to the request under subsection
16 (1) without delay and in any event not later
than 20 business days after receiving the request.
(6) Where the commissioner approves the
application and the time limit for responding is extended, the head of the
public body shall, without delay, notify the applicant in writing
(
a) of the reason for the extension;
(
b) that the commissioner has authorized the
extension; and
(
c) when a response can be expected.
Extraordinary circumstances
(1) The head of a public body, an
applicant or a third party may, in extraordinary circumstances, apply to the
commissioner to vary a procedure, including a time limit imposed under a
procedure, in this Part.
(2) Where the commissioner considers that
extraordinary circumstances exist and it is necessary and reasonable to do so,
the commissioner may vary the procedure as requested or in another manner that
the commissioner considers appropriate.
(3) The commissioner shall, without delay and not
later than 3 business days after receiving an application, make a decision to
vary or not vary the procedure.
(4) The time to make an application and receive a
decision from the commissioner does not suspend the period of time referred to
in subsection 16 (1).
(5) Where the commissioner decides to vary a
procedure upon an application of a head of a public body or a third party, the
head shall notify the applicant in writing
(
a) of the reason for the procedure being varied; and
(
b) that the commissioner has authorized the
variance.
(6) Where the commissioner decides to vary a
procedure upon an application of an applicant to a request, the commissioner
shall notify the head of the public body of the variance.
(7) An application cannot be made to vary a
procedure for which the commissioner is responsible under this Part.
Costs
(1) The head of a public body shall not
charge an applicant for making an application for access to a record or for the
services of identifying, retrieving, reviewing, severing or redacting a record.
(2) The head of a public body may charge an
applicant a modest cost for locating a record only, after
(
a) the first 10 hours of locating the record,
where the request is made to a local government body; or
(
b) the first 15 hours of locating the record,
where the request is made to another public body.
(3) The head of a public body may require an
applicant to pay
(
a) a modest cost for copying or printing a
record, where the record is to be provided in hard copy form;
(
b) the actual cost of reproducing or providing a
record that cannot be reproduced or printed on conventional equipment then in
use by the public body; and
(
c) the actual cost of shipping a record using the
method chosen by the applicant.
(4) Notwithstanding subsections (2) and (3), the
head of the public body shall not charge an applicant a cost for a service in response
to a request for access to the personal information of the applicant.
(5) The cost charged for services under this
section shall not exceed either
(
a) the estimate given to the applicant under
section 26 ; or
(
b) the actual cost of the services.
(6) The minister responsible for the
administration of this Act may set the amount of a cost that may be charged
under this section.
Estimate and
waiver of costs
(1) Where an applicant is to be charged a
cost under
section 25 , the head of the public
body shall give the applicant an estimate of the total cost before providing
the services.
(2) The applicant has 20 business days from the
day the estimate is sent to accept the estimate or modify the request in order
to change the amount of the cost, after which time the applicant is considered
to have abandoned the request, unless the applicant applies for a waiver of all
or part of the costs or applies to the commissioner to revise the estimate.
(3) The head of a public body may, on receipt of
an application from an applicant, waive the payment of all or part of the costs
payable under
section 25 where the head is
satisfied that
(
a) payment would impose an unreasonable financial
hardship on the applicant; or
(
b) it would be in the public interest to disclose
the record.
(4) Within the time period of 20 business days
referred to in subsection (2), the head of the public body shall inform the
applicant in writing as to the heads decision about waiving all or part of the
costs and the applicant shall either accept the decision or apply to the commissioner
to review the decision.
(5) Where an applicant applies to the commissioner
to revise an estimate of costs or to review a decision of the head of the
public body not to waive all or part of the costs, the time period of 20
business days referred to in subsection (2) is suspended until the application
has been considered by the commissioner.
(6) Where an estimate is given to an applicant
under this section, the time within which the head of the public body is
required to respond to the request is suspended until the applicant notifies
the head to proceed with the request.
(7) On an application to revise an estimate, the
commissioner may
(
a) where the commissioner considers that it is
necessary and reasonable to do so in the circumstances, revise the estimate and
set the appropriate amount to be charged and a refund, if any; or
(
b) confirm the decision of the head of the public
body.
(8) On an application to review the decision of
the head of the public body not to waive the payment of all or part of the costs,
the commissioner may
(
a) where the commissioner is satisfied that
paragraph (3)(
a) or (
b) is applicable, waive the payment of the costs or part
of the costs in the manner and in the amount that the commissioner considers
appropriate; or
(
b) confirm the decision of the head of the public
body.
(9) The head of the public body shall comply with
a decision of the commissioner under this section.
(10) Where an estimate of costs has been provided
to an applicant, the head of a public body may require the applicant to pay 50%
of the cost before commencing the services, with the remainder to be paid upon
completion of the services.
DIVISION 2
EXCEPTIONS TO ACCESS
Cabinet
confidences
(1) In this section, "cabinet record"
means
(
a) advice, recommendations or policy
considerations submitted or prepared for submission to the Cabinet;
(
b) draft legislation or regulations submitted or
prepared for submission to the Cabinet;
(
c) a memorandum, the purpose of which is to
present proposals or recommendations to the Cabinet;
(
d) a discussion paper, policy analysis, proposal,
advice or briefing material prepared for Cabinet, excluding the sections of
these records that are factual or background material;
(
e) an agenda, minute or other record of Cabinet
recording deliberations or decisions of the Cabinet;
(
f) a record used for or which reflects
communications or discussions among ministers on matters relating to the making
of government decisions or the formulation of government policy;
(
g) a record created for or by a minister for the
purpose of briefing that minister on a matter for the Cabinet;
(
h) a record created during the process of
developing or preparing a submission for the Cabinet; and
(
i) that portion of a record which contains information
about the contents of a record within a class of information referred to in
paragraphs (
a) to (h).
(2) The head of a public body shall refuse to
disclose to an applicant
(
a) a cabinet record; or
(
b) information in a record other than a cabinet
record that would reveal the substance of deliberations of Cabinet.
(3) Notwithstanding subsection (2), the Clerk of
the Executive Council may disclose a cabinet record or information that would
reveal the substance of deliberations of Cabinet where the Clerk is satisfied
that the public interest in the disclosure of the information outweighs the
reason for the exception.
(4) Subsections (1) and (2) do not apply to
(
a) information in a record that has been in
existence for 20 years or more; or
(
b) information in a record of a decision made by
the Cabinet on an appeal under
an Act.
Local public body confidences
(1) The head of a local public body may
refuse to disclose to an applicant information that would reveal
(
a) a draft of a resolution, by-law or other legal
instrument by which the local public body acts;
(
b) a draft of a private Bill; or
(
c) the substance of deliberations of a meeting of
its elected officials or governing body or a committee of its elected officials
or governing body, where
an Act authorizes the holding of a meeting in the
absence of the public.
(2) Subsection (1) does not apply where
(
a) the draft of a resolution, by-law or other
legal instrument, a private Bill or the subject matter of deliberations has
been considered, other than incidentally, in a meeting open to the public; or
(
b) the information referred to in subsection
(1) is in a record that has been in existence for 15 years or more.
Policy advice or
recommendations
(1) The head of a public body may refuse
to disclose to an applicant information that would reveal
(
a) advice, proposals, recommendations, analyses
or policy options developed by or for a public body or minister;
(
b) the contents of a formal research report or
audit report that in the opinion of the head of the public body is incomplete
and in respect of which a request or order for completion has been made by the
head within 65 business days of delivery of the report; or
(
c) draft legislation or regulations.
(2) The head of a public body shall not refuse to
disclose under subsection (1)
(
a) factual material;
(
b) a public opinion poll;
(
c) a statistical survey;
(
d) an appraisal;
(
e) an environmental impact statement or similar
information;
(
f) a final report or final audit on the
performance or efficiency of a public body or on any of its programs or
policies;
(
g) a consumer test report or a report of a test
carried out on a product to test equipment of the public body;
(
h) a feasibility or technical study, including a
cost estimate, relating to a policy or project of the public body;
(
i) a report on the results of field research
undertaken before a policy proposal is formulated;
(
j) a report of an external task force, committee,
council or similar body that has been established to consider a matter and make
a report or recommendations to a public body;
(
k) a plan or proposal to establish a new program
or to change a program, if the plan or proposal has been approved or rejected
by the head of the public body;
(
l) information that the head of the public body
has cited publicly as the basis for making a decision or formulating a policy;
(
m) a decision, including reasons, that is made in
the exercise of a discretionary power or an adjudicative function and that affects
the rights of the applicant.
(3) Subsection (1) does not apply to information
in a record that has been in existence for 15 years or more.
Legal advice
(1) The head of a public body may refuse
to disclose to an applicant information
(
a) that is subject to solicitor and client
privilege or litigation privilege of a public body; or
(
b) that would disclose legal opinions provided to
a public body by a law officer of the Crown.
(2) The head of a public body shall refuse to
disclose to an applicant information that is subject to solicitor and client
privilege or litigation privilege of a person other than a public body.
Disclosure
harmful to law enforcement
(1) The head of a public body may refuse
to disclose information to an applicant where the disclosure could reasonably
be expected to
(
a) interfere with or harm a law enforcement
matter;
(
b) prejudice the defence of Canada or of a
foreign state allied to or associated with Canada or harm the detection,
prevention or suppression of espionage, sabotage or terrorism;
(
c) reveal investigative techniques and procedures
currently used, or likely to be used, in law enforcement;
(
d) reveal the identity of a confidential source
of law enforcement information or reveal information provided by that source
with respect to a law enforcement matter;
(
e) reveal law enforcement intelligence
information;
(
f) endanger the life or physical safety of a law
enforcement officer or another person;
(
g) reveal information relating to or used in the
exercise of prosecutorial discretion;
(
h) deprive a person of the right to a fair trial
or impartial adjudication;
(
i) reveal a record that has been confiscated from
a person by a peace officer in accordance with
an Act or regulation;
(
j) facilitate the escape from custody of a person
who is under lawful detention;
(
k) facilitate the commission or tend to impede
the detection of an offence under
an Act or regulation of the province or Canada ;
(
l) reveal the arrangements for the security of
property or a system, including a building, a vehicle, a computer system or a
communications system;
(
m) reveal technical information about weapons
used or that may be used in law enforcement;
(
n) adversely affect the detection, investigation,
prevention or prosecution of an offence or the security of a centre of lawful
detention;
(
o) reveal information in a correctional record
supplied, implicitly or explicitly, in confidence; or
(
p) harm the conduct of existing or imminent legal
proceedings.
(2) The head of a public body may refuse to
disclose information to an applicant if the information
(
a) is in a law enforcement record and the
disclosure would be an offence under
an Act of Parliament;
(
b) is in a law enforcement record and the disclosure
could reasonably be expected to expose to civil liability the author of the record
or a person who has been quoted or paraphrased in the record; or
(
c) is about the history, supervision or release
of a person who is in custody or under supervision and the disclosure could reasonably
be expected to harm the proper custody or supervision of that person.
(3) The head of a public body shall not refuse to
disclose under this
section
(
a) a report prepared in the course of routine
inspections by an agency that is authorized to enforce compliance with
an Act;
(
b) a report, including statistical analysis, on
the degree of success achieved in a law enforcement program unless disclosure
of the report could reasonably be expected to interfere with or harm the
matters referred to in subsection (1) or (2); or
(
c) statistical information on decisions to
approve or not to approve prosecutions.
Confidential
evaluations
32. The head of a public body may refuse to
disclose to an applicant personal information that is evaluative or opinion
material, provided explicitly or implicitly in confidence, and compiled for the
purpose of
(
a) determining suitability, eligibility or
qualifications for employment or for the awarding of contracts or other
benefits by a public body;
(
b) determining suitability, eligibility or
qualifications for admission to an academic program of an educational body;
(
c) determining suitability, eligibility or
qualifications for the granting of tenure at a post-secondary educational body;
(
d) determining suitability, eligibility or
qualifications for an honour or award to recognize outstanding achievement or
distinguished service; or
(
e) assessing the teaching materials or research
of an employee of a post-secondary educational body or of a person associated
with an educational body.
Information from
a workplace investigation
(1) For the purpose of this
section
(a) "harassment" means comments or
conduct which are abusive, offensive, demeaning or vexatious that are known, or
ought reasonably to be known, to be unwelcome and which may be intended or
unintended;
(b) "party" means a complainant,
respondent or a witness who provided a statement to an investigator conducting
a workplace investigation; and
(c) "workplace investigation" means an
investigation related to
(
i) the conduct of an employee in the workplace,
(ii) harassment, or
(iii) events related to the interaction of an employee
in the public body's workplace with another employee or a member of the public
which may give rise to progressive
discipline or corrective action by the public body employer.
(2) The head of a public body shall refuse to
disclose to an applicant all relevant information created or gathered for the
purpose of a workplace investigation.
(3) The head of a public body shall disclose to an
applicant who is a party to a workplace investigation the information referred
to in subsection (2).
(4) Notwithstanding subsection (3), where a party
referred to in that subsection is a witness in a workplace investigation, the
head of a public body shall disclose only the information referred to in
subsection (2) which relates to the witness' statements provided in the course
of the investigation.
Disclosure
harmful to intergovernmental relations or negotiations
(1) The head of a public body may refuse
to disclose information to an applicant if the disclosure could reasonably be
expected to
(
a) harm the conduct by the government of the
province of relations between that government and the following or their
agencies:
(ii) the council of a local government body,
(iii) the government of a foreign state,
(iv) an international organization of states, or
(
v) the Nunatsiavut Government; or
(
b) reveal information received in confidence from
a government, council or organization listed in paragraph (
a) or their
agencies.
(2) The head of a public body shall not disclose
information referred to in subsection (1) without the consent of
(
a) the Attorney General, for law enforcement
information; or
(
b) the Lieutenant-Governor in Council, for any
other type of information.
(3) Subsection (1) does not apply to information
that is in a record that has been in existence for 15 years or more unless the
information is law enforcement information.
Disclosure
harmful to the financial or economic interests of a public body
(1) The head of a public body may refuse
to disclose to an applicant information which could reasonably be expected to
disclose
(
a) trade secrets of a public body or the
government of the province;
(
b) financial, commercial, scientific or technical
information that belongs to a public body or to the government of the province
and that has, or is reasonably likely to have, monetary value;
(
c) plans that relate to the management of
personnel of or the administration of a public body and that have not yet been
implemented or made public;
(
d) information, the disclosure of which could
reasonably be expected to result in the premature disclosure of a proposal or
project or in significant loss or gain to a third party;
(
e) scientific or technical information obtained
through research by an employee of a public body, the disclosure of which could
reasonably be expected to deprive the employee of priority of publication;
(
f) positions, plans, procedures, criteria or
instructions developed for the purpose of contractual or other negotiations by
or on behalf of the government of the province or a public body, or
considerations which relate to those negotiations;
(
g) information, the disclosure of which could
reasonably be expected to prejudice the financial or economic interest of the
government of the province or a public body; or
(
h) information, the disclosure of which could
reasonably be expected to be injurious to the ability of the government of the
province to manage the economy of the province.
(2) The head of a public body shall not refuse to
disclose under subsection (1) the results of product or environmental testing
carried out by or for that public body, unless the testing was done
(
a) for a fee as a service to a person or a group
of persons other than the public body; or
(
b) for the purpose of developing methods of
testing.
Disclosure
harmful to conservation
36. The head of a public body may refuse to
disclose information to an applicant if the disclosure could reasonably be
expected to result in damage to, or interfere with the conservation of
(
a) fossil sites, natural sites or sites that have
an anthropological or heritage value;
(
b) an endangered, threatened or vulnerable
species, sub-species or a population of a species; or
(
c) a rare or endangered living resource.
Disclosure
harmful to individual or public safety
(1) The head of a public body may refuse
to disclose to an applicant information, including personal information about
the applicant, where the disclosure could reasonably be expected to
(
a) threaten the safety or mental or physical
health of a person other than the applicant; or
(
b) interfere with public safety.
(2) The head of a public body may refuse to
disclose to an applicant personal information about the applicant if the
disclosure could reasonably be expected to result in immediate and grave harm
to the applicant's safety or mental or physical health.
Disclosure
harmful to labour relations interests of public body as employer
(1) The head of a public body may refuse
to disclose to an applicant information that would reveal
(
a) labour relations information of the public
body as an employer that is prepared or supplied, implicitly or explicitly, in
confidence, and is treated consistently as confidential information by the
public body as an employer; or
(
b) labour relations information the disclosure of
which could reasonably be expected to
(
i) harm the competitive position of the public
body as an employer or interfere with the negotiating position of the public
body as an employer,
(ii) result in significant financial loss or gain
to the public body as an employer, or
(iii) reveal information supplied to, or the report
of, an arbitrator, mediator, labour relations officer, staff relations
specialist or other person or body appointed to resolve or inquire into a
labour relations dispute, including information or records prepared by or for
the public body in contemplation of litigation or arbitration or in contemplation
of a settlement offer.
(2) Subsection (1) does not apply where the information
is in a record that is in the custody or control of the Provincial Archives of
Newfoundland and Labrador or the archives of a
public body and that has been in existence for 50 years or more.
Disclosure
harmful to business interests of a third party
(1) The head of a public body shall refuse
to disclose to an applicant information
(
a) that would reveal
(
i) trade secrets of a third party, or
(ii) commercial, financial, labour relations, scientific
or technical information of a third party;
(
b) that is supplied, implicitly or explicitly, in
confidence; and
(
c) the disclosure of which could reasonably be
expected to
(
i) harm significantly the competitive position or
interfere significantly with the negotiating position of the third party,
(ii) result in similar information no longer being
supplied to the public body when it is in the public interest that similar
information continue to be supplied,
(iii) result in undue financial loss or gain to any
person, or
(iv) reveal information supplied to, or the report
of, an arbitrator, mediator, labour relations officer or other person or body appointed
to resolve or inquire into a labour relations dispute.
(2) The head of a public body shall refuse to
disclose to an applicant information that was obtained on a tax return,
gathered for the purpose of determining tax liability or collecting a tax, or
royalty information submitted on royalty returns, except where that information
is non-identifying aggregate royalty information.
(3) Subsections (1) and (2) do not apply where
(
a) the third party consents to the disclosure; or
(
b) the information is in a record that is in the
custody or control of the Provincial Archives of Newfoundland and Labrador or the archives of a public body and that has
been in existence for 50 years or more.
Disclosure
harmful to personal privacy
(1) The head of a public body shall refuse
to disclose personal information to an applicant where the disclosure would be
an unreasonable invasion of a third party's personal privacy.
(2) A disclosure of personal information is not an
unreasonable invasion of a third party's personal privacy where
(
a) the applicant is the individual to whom the
information relates;
(
b) the third party to whom the information
relates has, in writing, consented to or requested the disclosure;
(
c) there are compelling circumstances affecting a
persons health or safety and notice of disclosure is given in the form
appropriate in the circumstances to the third party to whom the information
relates;
(
d) an Act or regulation of the province or of Canada
authorizes the disclosure;
(
e) the disclosure is for a research or
statistical purpose and is in accordance with
section 70 ;
(
f) the information is about a third party's
position, functions or remuneration as an officer, employee or member of a public
body or as a member of a minister's staff;
(
g) the disclosure reveals financial and other
details of a contract to supply goods or services to a public body;
(
h) the disclosure reveals the opinions or views
of a third party given in the course of performing services for a public body,
except where they are given in respect of another individual;
(
i) public access to the information is provided
under the Financial Administration Act ;
(
j) the information is about expenses incurred by
a third party while travelling at the expense of a public body;
(
k) the disclosure reveals details of a licence,
permit or a similar discretionary benefit granted to a third party by a public
body, not including personal information supplied in support of the application
for the benefit;
(
l) the disclosure reveals details of a
discretionary benefit of a financial nature granted to a third party by a
public body, not including
(
i) personal information that is supplied in support
of the application for the benefit, or
(ii) personal information that relates to
eligibility for income and employment support under the Income and Employment Support Act or to the determination of income
or employment support levels; or
(
m) the disclosure is not contrary to the public
interest as described in subsection (3) and reveals only the following personal
information about a third party:
(
i) attendance at or participation in a public
event or activity related to a public body, including a graduation ceremony,
sporting event, cultural program or club, or field trip, or
(ii) receipt of an honour or award granted by or
through a public body.
(3) The disclosure of personal information under
paragraph (2)(
m) is an unreasonable invasion of personal privacy where the
third party whom the information is about has requested that the information
not be disclosed.
(4) A disclosure of personal information is
presumed to be an unreasonable invasion of a third party's personal privacy
where
(
a) the personal information relates to a medical,
psychiatric or psychological history, diagnosis, condition, treatment or
evaluation;
(
b) the personal information is an identifiable
part of a law enforcement record, except to the extent that the disclosure is
necessary to dispose of the law enforcement matter or to continue an
investigation;
(
c) the personal information relates to employment
or educational history;
(
d) the personal information was collected on a
tax return or gathered for the purpose of collecting a tax;
(
e) the personal information consists of an
individual's bank account information or credit card information;
(
f) the personal information consists of personal
recommendations or evaluations, character references or personnel evaluations;
(
g) the personal information consists of the third
party's name where
(
i) it appears with other personal information
about the third party, or
(ii) the disclosure of the name itself would reveal
personal information about the third party; or
(
h) the personal information indicates the third
party's racial or ethnic origin or religious or political beliefs or
associations.
(5) In determining under subsections (1) and
(4) whether a disclosure of personal information constitutes an unreasonable
invasion of a third party's personal privacy, the head of a public body shall
consider all the relevant circumstances, including whether
(
a) the disclosure is desirable for the purpose of
subjecting the activities of the province or a public body to public scrutiny;
(
b) the disclosure is likely to promote public
health and safety or the protection of the environment;
(
c) the personal information is relevant to a fair
determination of the applicant's rights;
(
d) the disclosure will assist in researching or
validating the claims, disputes or grievances of aboriginal people;
(
e) the third party will be exposed unfairly to
financial or other harm;
(
f) the personal information has been supplied in
confidence;
(
g) the personal information is likely to be
inaccurate or unreliable;
(
h) the disclosure may unfairly damage the
reputation of a person referred to in the record requested by the applicant;
(
i) the personal information was originally
provided to the applicant; and
(
j) the information is about a deceased person
and, if so, whether the length of time the person has been deceased indicates
the disclosure is not an unreasonable invasion of the deceased persons
personal privacy.
Disclosure of
House of Assembly service and statutory office records
41. The Speaker of the House of Assembly, the
officer responsible for a statutory office, or the head of a public body shall
refuse to disclose to an applicant information
(
a) where its non-disclosure is required for the
purpose of avoiding an infringement of the privileges of the House of Assembly
or a member of the House of Assembly;
(
b) that is advice or a recommendation given to
the Speaker or the Clerk of the House of Assembly or the House of Assembly
Management Commission that is not required by law to be disclosed or placed in
the minutes of the House of Assembly Management Commission; or
(
c) in the case of a statutory office as defined
in the House of Assembly Accountability,
Integrity and Administration Act , records
connected with the investigatory functions of the statutory office.
DIVISION 3
COMPLAINT
Access or
correction complaint
(1) A person who makes a request under
this Act for access to a record or for correction of personal information may
file a complaint with the commissioner respecting a decision, act or failure to
act of the head of the public body that relates to the request.
(2) A complaint under subsection (1) shall be
filed in writing not later than 15 business days
(
a) after the applicant is notified of the
decision of the head of the public body, or the date of the act or failure to
act; or
(
b) after the date the head of the public body is
considered to have refused the request under subsection 16 (2).
(3) A third party informed under
section 19 of a decision of the head of a public body to grant
access to a record or part of a record in response to a request may file a
complaint with the commissioner respecting that decision.
(4) A complaint under subsection (3) shall be
filed in writing not later than 15 business days after the third party is
informed of the decision of the head of the public body.
(5) The commissioner may allow a longer time
period for the filing of a complaint under this section.
(6) A person or third party who has appealed
directly to the Trial Division under subsection 52
(1) or 53 (1) shall not file a complaint with the
commissioner.
(7) The commissioner shall refuse to investigate a
complaint where an appeal has been commenced in the Trial Division.
(8) A complaint shall not be filed under this
section with respect to
(
a) a request that is disregarded under
section 21 ;
(
b) a decision respecting an extension of time
under
section 23 ;
(
c) a variation of a procedure under
section 24 ; or
(
d) an estimate of costs or a decision not to
waive a cost under
section 26 .
(9) The commissioner shall provide a copy of the
complaint to the head of the public body concerned.
Burden of proof
(1) On an investigation of a complaint
from a decision to refuse access to a record or part of a record, the burden is
on the head of a public body to prove that the applicant has no right of access
to the record or part of the record.
(2) On an investigation of a complaint from a
decision to give an applicant access to a record or part of a record containing
personal information that relates to a third party, the burden is on the head
of a public body to prove that the disclosure of the information would not be
contrary to this Act or the regulations.
(3) On an investigation of a complaint from a
decision to give an applicant access to a record or part of a record containing
information, other than personal information, that relates to a third party,
the burden is on the third party to prove that the applicant has no right of
access to the record or part of the record.
Investigation
(1) The commissioner shall notify the
parties to the complaint and advise them that they have 10 business days from
the date of notification to make representations to the commissioner.
(2) The parties to the complaint may, not later
than 10 business days after notification of the complaint, make a
representation to the commissioner in accordance with
section 96 .
(3) The commissioner may take additional steps
that he or she considers appropriate to resolve the complaint informally to the
satisfaction of the parties and in a manner consistent with this Act.
(4) Where the commissioner is unable to informally
resolve the complaint within 30 business days of receipt of the complaint, the
commissioner shall conduct a formal investigation of the subject matter of the
complaint where he or she is satisfied that there are reasonable grounds to do
so.
(5) Notwithstanding subsection (4), the
commissioner may extend the informal resolution process for a maximum of 20
business days where a written request is received from each party to continue
the informal resolution process.
(6) The commissioner shall not extend the informal
resolution process beyond the date that is 50 business days after receipt of
the complaint.
(7) Where the commissioner has 5 active complaints
from the same applicant that deal with similar or related records, the commissioner
may hold an additional complaint in abeyance and not commence an investigation
until one of the 5 active complaints is resolved.
Authority of commissioner
not to investigate a complaint
(1) The commissioner may, at any stage of
an investigation, refuse to investigate a complaint where he or she is
satisfied that
(
a) the head of a public body has responded
adequately to the complaint;
(
b) the complaint has been or could be more
appropriately dealt with by a procedure or proceeding other than a complaint
under this Act;
(
c) the length of time that has elapsed between
the date when the subject matter of the complaint arose and the date when the
complaint was filed is such that an investigation under this Part would be
likely to result in undue prejudice to a person or that a report would not
serve a useful purpose; or
(
d) the complaint is trivial, frivolous, vexatious
or is made in bad faith.
(2) Where the commissioner refuses to investigate
a complaint, he or she shall
(
a) give notice of that refusal, together with
reasons, to the person who made the complaint;
(
b) advise the person of the right to appeal to
the Trial Division under subsection 52 (3) or 53 (3) the decision of the head of the public body
that relates to the request; and
(
c) advise the person of the applicable time limit
and how to pursue an appeal.
Time limit for
formal investigation
(1) The commissioner shall complete a
formal investigation and make a report under
section 48
within 65 business days of receiving the complaint, whether or not the time for
the informal resolution process has been extended.
(2) The commissioner may, in extraordinary
circumstances, apply to a judge of the Trial Division for an order to extend
the period of time under subsection (1).
Recommendations
47. On completing an investigation, the
commissioner may recommend that
(
a) the head of the public body grant or refuse
access to the record or part of the record;
(
b) the head of the public body reconsider its
decision to refuse access to the record or part of the record;
(
c) the head of the public body either make or not
make the requested correction to personal information; and
(
d) other improvements for access to information
be made within the public body.
Report
(1) On completing an investigation, the
commissioner shall
(
a) prepare a report containing the commissioners
findings and, where appropriate, his or her recommendations and the reasons for
those recommendations; and
(
b) send a copy of the report to the person who
filed the complaint, the head of the public body concerned and a third party
who was notified under
section 44 .
(2) The report shall include information
respecting the obligation of the head of the public body to notify the parties
of the heads response to the recommendation of the commissioner within 10 business
days of receipt of the recommendation.
Response of
public body
(1) The head of a public body shall, not
later than 10 business days after receiving a recommendation of the
commissioner,
(
a) decide whether or not to comply with the
recommendation in whole or in part; and
(
b) give written notice of his or her decision to
the commissioner and a person who was sent a copy of the report.
(2) Where the head of the public body does not
give written notice within the time required by subsection (1), the head of the
public body is considered to have agreed to comply with the recommendation of
the commissioner.
(3) The written notice shall include notice of the
right
(
a) of an applicant or third party to appeal under
section 54 to the Trial Division and of the
time limit for an appeal; or
(
b) of the commissioner to file an order with the
Trial Division in one of the circumstances referred to in subsection 51 (1).
Head of public
body seeks declaration in court
(1) This
section applies to a
recommendation of the commissioner under
section 47
that the head of the public body
(
a) grant the applicant access to the record or
part of the record; or
(
b) make the requested correction to personal
information.
(2) Where the head of the public body decides not
to comply with a recommendation of the commissioner referred to in subsection
(1) in whole or in part, the head shall, not later than 10 business days after
receipt of that recommendation, apply to the Trial Division for a declaration
that the public body is not required to comply with that recommendation because
(
a) the head of the public body is authorized
under this Part to refuse access to the record or part of the record, and,
where applicable, it has not been clearly demonstrated that the public interest
in disclosure of the information outweighs the reason for the exception;
(
b) the head of the public body is required under
this Part to refuse access to the record or part of the record; or
(
c) the decision of the head of the public body
not to make the requested correction to personal information is in accordance
with this Act or the regulations.
(3) The head shall, within the time frame referred
to in subsection (2), serve a copy of the application for a declaration on the
commissioner, the minister responsible for the administration of this Act, and
a person who was sent a copy of the commissioners report.
(4) The commissioner, the minister responsible for
this Act, or a person who was sent a copy of the commissioners report may intervene
in an application for a declaration by filing a notice to that effect with the
Trial Division.
(5) Sections 57 to
60 apply, with the necessary modifications, to
an application by the head of a public body to the Trial Division for a
declaration.
Filing an order
with the Trial Division
(1) The commissioner may prepare and file
an order with the Trial Division where
(
a) the head of the public body agrees or is
considered to have agreed under
section 49 to
comply with a recommendation of the commissioner referred to in subsection 50 (1) in whole or in part but fails to do so within
15 business days after receipt of the commissioners recommendation; or
(
b) the head of the public body fails to apply
under
section 50 to the Trial Division for a
declaration.
(2) The order shall be limited to a direction to
the head of the public body either
(
a) to grant the applicant access to the record or
part of the record; or
(
b) to make the requested correction to personal
information.
(3) An order shall not be filed with the Trial
Division until the later of the time periods referred to in paragraph (1)(
a) and
section 54 has passed.
(4) An order shall not be filed with the Trial
Division under this
section if the applicant or third party has commenced an
appeal in the Trial Division under
section 54 .
(5) Where an order is filed with the Trial
Division, it is enforceable against the public body as if it were a judgment or
order made by the court.
DIVISION 4
APPEAL TO THE TRIAL DIVISION
Direct appeal to
Trial Division by an applicant
(1) Where an applicant has made a request
to a public body for access to a record or correction of personal information
and has not filed a complaint with the commissioner under
section 42 , the applicant may appeal the decision, act or
failure to act of the head of the public body that relates to the request
directly to the Trial Division.
(2) An appeal shall be commenced under subsection
(1) not later than 15 business days
(
a) after the applicant is notified of the
decision of the head of the public body, or the date of the act or failure to
act; or
(
b) after the date the head of the public body is
considered to have refused the request under subsection 16 (2).
(3) Where an applicant has filed a complaint with
the commissioner under
section 42 and the
commissioner has refused to investigate the complaint, the applicant may
commence an appeal in the Trial Division of the decision, act or failure to act
of the head of the public body that relates to the request for access to a
record or for correction of personal information.
(4) An appeal shall be commenced under subsection
(3) not later than 15 business days after the applicant is notified of the commissioners
refusal under subsection 45 (2).
Direct appeal to
Trial Division by a third party
(1) A third party informed under
section 19 of a decision of the head of a public body to
grant access to a record or part of a record in response to a request may
appeal the decision directly to the Trial Division.
(2) An appeal shall be commenced under subsection
(1) not later than 15 business days after the third party is informed of the
decision of the head of the public body.
(3) Where a third party has filed a complaint with
the commissioner under
section 42 and the
commissioner has refused to investigate the complaint, the third party may
commence an appeal in the Trial Division of the decision of the head of the
public body to grant access in response to a request.
(4) An appeal shall be commenced under subsection
(3) not later than 15 business days after the third party is notified of the commissioners
refusal under subsection 45 (2).
Appeal of public
body decision after receipt of commissioners recommendation
54. An applicant or a third party may, not later
than 10 business days after receipt of a decision of the head of the public
body under
section 49 , commence an appeal in
the Trial Division of the heads decision to
(
a) grant or refuse access to the record or part
of the record; or
(
b) not make the requested correction to personal
information.
No right of
appeal
55. An appeal does not lie against
(
a) a decision respecting an extension of time
under
section 23 ;
(
b) a variation of a procedure under
section 24 ; or
(
c) an estimate of costs or a decision not to
waive a cost under
section 26 .
Procedure on
appeal
(1) Where a person appeals a decision of
the head of a public body, the notice of appeal shall name the head of the
public body involved as the respondent.
(2) A copy of the notice of appeal shall be served
by the appellant on the commissioner and the minister responsible for this Act.
(3) The minister responsible for this Act, the
commissioner, the applicant or a third party may intervene as a party to an
appeal under this Division by filing a notice to that effect with the Trial
Division.
(4) Notwithstanding subsection (3), the
commissioner shall not intervene as a party to an appeal of
(
a) a decision of the head of the public body
under
section 21 to disregard a request; or
(
b) a decision, act or failure to act of the head
of a public body in respect of which the commissioner has refused under
section
45 to investigate a complaint.
(5) The head of a public body who has refused
access to a record or part of it shall, on receipt of a notice of appeal by an
applicant, make reasonable efforts to give written notice of the appeal to a
third party who
(
a) was notified of the request for access under
section 19 ; or
(
b) would have been notified under
section 19 if the head had intended to give access to the
record or part of the record.
(6) Where an appeal is brought by a third party,
the head of the public body shall give written notice of the appeal to the
applicant.
(7) The record for the appeal shall be prepared by
the head of the public body named as the respondent in the appeal.
Practice and procedure
57. The practice and procedure under the Rules of the Supreme Court, 1986
providing for an expedited trial, or such adaption of those rules as the court
or judge considers appropriate in the circumstances, shall apply to the appeal.
Solicitor and
client privilege
58. The solicitor and client privilege or
litigation privilege of a record in dispute shall not be affected by disclosure
to the Trial Division.
Conduct of appeal
(1) The Trial Division shall review the
decision, act or failure to act of the head of a public body that relates to a
request for access to a record or correction of personal information under this
Act as a new matter and may receive evidence by affidavit.
(2) The burden of proof in
section 43 applies, with the necessary modifications, to an
appeal.
(3) In exercising its powers to order production
of documents for examination, the Trial Division shall take reasonable
precautions, including where appropriate, receiving representations without
notice to another person, conducting hearings in private and examining records
in private, to avoid disclosure of
(
a) any information or other material if the
nature of the information or material could justify a refusal by a head of a public
body to give access to a record or part of a record; or
(
b) the existence of information, where the head
of a public body is authorized to refuse to confirm or deny that the information
exists under subsection 17 (2).
Disposition of
appeal
(1) On hearing an appeal the Trial Division
may
(
a) where it determines that the head of the
public body is authorized to refuse access to a record under this Part and,
where applicable, it has not been clearly demonstrated that the public interest
in disclosure of the information outweighs the reason for the exception,
dismiss the appeal;
(
b) where it determines that the head of the
public body is required to refuse access to a record under this Part, dismiss
the appeal; or
(
c) where it determines that the head is not
authorized or required to refuse access to all or part of a record under this
Part,
(
i) order the head of the public body to give the
applicant access to all or part of the record, and
(ii) make an order that the court considers appropriate.
(2) Where the Trial Division finds that a record
or part of a record falls within an exception to access under this Act and,
where applicable, it has not been clearly demonstrated that the public interest
in disclosure of the information outweighs the reason for the exception, the court
shall not order the head to give the applicant access to that record or part of
it, regardless of whether the exception requires or merely authorizes the head
to refuse access.
(3) Where the Trial Division finds that to do so
would be in accordance with this Act or the regulations, it may order that
personal information be corrected and the manner in which it is to be
corrected.
PART III
PROTECTION OF PERSONAL INFORMATION
DIVISION 1
COLLECTION, USE AND DISCLOSURE
Purpose for which
personal information may be collected
61. No personal information may be collected by or
for a public body unless
(
a) the collection of that information is
expressly authorized by or under
an Act;
(
b) that information is collected for the purposes
of law enforcement; or
(
c) that information relates directly to and is
necessary for an operating program or activity of the public body.
How personal
information is to be collected
(1) A public body shall collect personal
information directly from the individual the information is about unless
(
a) another method of collection is authorized by
(
i) that individual,
(ii)
the commissioner under paragraph 95 (1)(c), or
(iii)
an Act or regulation;
(
b) the information may be disclosed to the public
body under sections 68 to 71 ;
(
c) the information is collected for the purpose
(
i) determining suitability for an honour or award
including an honorary degree, scholarship, prize or bursary,
(ii) an existing or anticipated proceeding before a
court or a judicial or quasi-judicial tribunal,
(iii) collecting a debt or fine or making a payment,
(iv) law enforcement; or
(
d) collection of the information is in the
interest of the individual and time or circumstances do not permit collection directly
from the individual.
(2) A public body shall tell an individual from
whom it collects personal information
(
a) the purpose for collecting it;
(
b) the legal authority for collecting it; and
(
c) the title, business address and business
telephone number of an officer or employee of the public body who can answer
the individual's questions about the collection.
(3) Subsection (2) does not apply where
(
a) the information is about law enforcement or
anything referred to in subsection 31 (1) or
(2); or
(
b) in the opinion of the head of the public body,
complying with it would
(
i) result in the collection of inaccurate information,
(ii) defeat the purpose or prejudice the use for
which the information is collected.
Accuracy of personal
information
63. Where an individual's personal information will
be used by a public body to make a decision that directly affects the
individual, the public body shall make every reasonable effort to ensure that
the information is accurate and complete.
Protection of personal
information
(1) The head of a public body shall take
steps that are reasonable in the circumstances to ensure that
(
a) personal information in its custody or control
is protected against theft, loss and unauthorized collection, access, use or
disclosure;
(
b) records containing personal information in its
custody or control are protected against unauthorized copying or modification;
and
(
c) records containing personal information in its
custody or control are retained, transferred and disposed of in a secure
manner.
(2) For the purpose of paragraph (1)(c), "disposed
of in a secure manner" in relation to the disposition of a record of
personal information does not include the destruction of a record unless the
record is destroyed in such a manner that the reconstruction of the record is
not reasonably foreseeable in the circumstances.
(3) Except as otherwise provided in subsections
(6) and (7), the head of a public body that has custody or control of personal
information shall notify the individual who is the subject of the information
at the first reasonable opportunity where the information is
(
a) stolen;
(
b) lost;
(
c) disposed of, except as permitted by law; or
(
d) disclosed to or accessed by an unauthorized
person.
(4) Where the head of a public body reasonably
believes that there has been a breach involving the unauthorized collection,
use or disclosure of personal information, the head shall inform the commissioner
of the breach.
(5) Notwithstanding a circumstance where, under
subsection (7), notification of an individual by the head of a public body is
not required, the commissioner may recommend that the head of the public body,
at the first reasonable opportunity, notify the individual who is the subject
of the information.
(6) Where a public body has received personal
information from another public body for the purpose of research, the
researcher may not notify an individual who is the subject of the information
that the information has been stolen, lost, disposed of in an unauthorized
manner or disclosed to or accessed by an unauthorized person unless the public
body that provided the information to the researcher first obtains that
individuals consent to contact by the researcher and informs the researcher
that the individual has given consent.
(7) Subsection (3) does not apply where the head
of the public body reasonably believes that the theft, loss, unauthorized
disposition, or improper disclosure or access of personal information does not
create a risk of significant harm to the individual who is the subject of the
information.
(8) For the purpose of this section, "significant
harm" includes bodily harm, humiliation, damage to reputation or
relationships, loss of employment, business or professional opportunities,
financial loss, identity theft, negative effects on the credit record and
damage to or loss of property.
(9) The factors that are relevant to determining
under subsection (7) whether a breach creates a risk of significant harm to an
individual include
(
a) the sensitivity of the personal information;
and
(
b) the probability that the personal information
has been, is being, or will be misused.
Retention of personal
information
(1) Where a public body uses an
individual's personal information to make a decision that directly affects the
individual, the public body shall retain that information for at least one year
after using it so that the individual has a reasonable opportunity to obtain
access to it.
(2) A public body that has custody or control of
personal information that is the subject of a request for access to a record or
correction of personal information under
Part II shall retain that information
for as long as necessary to allow the individual to exhaust any recourse under
this Act that he or she may have with respect to the request.
Use of personal
information
(1) A public body may use personal
information only
(
a) for the purpose for which that information was
obtained or compiled, or for a use consistent with that purpose as described in
section 69 ;
(
b) where the individual the information is about
has identified the information and has consented to the use, in the manner set
by the minister responsible for this Act; or
(
c) for a purpose for which that information may
be disclosed to that public body under sections 68
to 71 .
(2) The use of personal information by a public
body shall be limited to the minimum amount of information necessary to accomplish
the purpose for which it is used.
Use of personal
information by post-secondary educational bodies
(1) Notwithstanding
section 66 , a post-secondary educational body may, in
accordance this section, use personal information in its alumni records for the
purpose of its own fundraising activities where that personal information is
reasonably necessary for the fundraising activities.
(2) In order to use personal information in its
alumni records for the purpose of its own fundraising activities, a
post-secondary educational body shall
(
a) give notice to the individual to whom the
personal information relates when the individual is first contacted for the purpose
of soliciting funds for fundraising of his or her right to request that the
information cease to be used for fundraising purposes;
(
b) periodically and in the course of soliciting
funds for fundraising, give notice to the individual to whom the personal
information relates of his or her right to request that the information cease
to be used for fundraising purposes; and
(
c) periodically and in a manner that is likely to
come to the attention of individuals who may be solicited for fundraising,
publish in an alumni magazine or other publication, a notice of the
individual's right to request that the individual's personal information cease
to be used for fundraising purposes.
(3) A post-secondary educational body shall, where
requested to do so by an individual, cease to use the individual's personal information
under subsection (1).
(4) The use of personal information by a
post-secondary educational body under this
section shall be limited to the
minimum amount of information necessary to accomplish the purpose for which it
is used.
Disclosure of personal
information
(1) A public body may disclose personal
information only
(
a) in accordance with
Part II;
(
b) where the individual the information is about
has identified the information and consented to the disclosure in the manner
set by the minister responsible for this Act;
(
c) for the purpose for which it was obtained or
compiled or for a use consistent with that purpose as described in
section 69 ;
(
d) for the purpose of complying with
an Act or
regulation of, or with a treaty, arrangement or agreement made under
an Act or
regulation of the province or Canada ;
(
e) for the purpose of complying with a subpoena,
warrant or order issued or made by a court, person or body with jurisdiction to
compel the production of information;
(
f) to an officer or employee of the public body
or to a minister, where the information is necessary for the performance of the
duties of, or for the protection of the health or safety of, the officer,
employee or minister;
(
g) to the Attorney General for use in civil
proceedings involving the government;
(
h) for the purpose of enforcing a legal right the
government of the province or a public body has against a person;
(
i) for the purpose of
(
i) collecting a debt or fine owing by the individual
the information is about to the government of the province or to a public body,
(ii) making a payment owing by the government of
the province or by a public body to the individual the information is about;
(
j) to the Auditor General or another person or
body prescribed in the regulations for audit purposes;
(
k) to a member of the House of Assembly who has been
requested by the individual the information is about to assist in resolving a
problem;
(
l) to a representative of a bargaining agent who
has been authorized in writing by the employee, whom the information is about,
to make an inquiry;
(
m) to the Provincial Archives of Newfoundland and
Labrador , or the archives of a public body,
for archival purposes;
(
n) to a public body or a law enforcement agency
in Canada
to assist in an investigation
(
i) undertaken with a view to a law enforcement
proceeding, or
(ii) from which a law enforcement proceeding is
likely to result;
(
o) where the public body is a law enforcement
agency and the information is disclosed
(
i) to another law enforcement agency in Canada ,
(ii) to a law enforcement agency in a foreign
country under an arrangement, written agreement, treaty or legislative
authority;
(
p) where the head of the public body determines
that compelling circumstances exist that affect a persons health or safety and
where notice of disclosure is given in the form appropriate in the
circumstances to the individual the information is about;
(
q) so that the next of kin or a friend of an
injured, ill or deceased individual may be contacted;
(
r) in accordance with
an Act of the province or Canada
that authorizes or requires the disclosure;
(
s) in accordance with sections 70 and 71 ;
(
t) where the disclosure would not be an
unreasonable invasion of a third party's personal privacy under
section 40 ;
(
u) to an officer or employee of a public body or
to a minister, where the information is necessary for the delivery of a common
or integrated program or service and for the performance of the duties of the
officer or employee or minister to whom the information is disclosed; or
(
v) to the surviving spouse or relative of a
deceased individual where, in the opinion of the head of the public body, the
disclosure is not an unreasonable invasion of the deceased's personal privacy.
(2) The disclosure of personal information by a
public body shall be limited to the minimum amount of information necessary to
accomplish the purpose for which it is disclosed.
Definition of consistent
purposes
69. A use of personal information is consistent
under
section 66 or 68
with the purposes for which the information was obtained or compiled where the
use
(
a) has a reasonable and direct connection to that
purpose; and
(
b) is necessary for performing the statutory
duties of, or for operating a legally authorized program of, the public body
that uses or discloses the information.
Disclosure for
research or statistical purposes
70. A public body may disclose personal information
for a research purpose, including statistical research, only where
(
a) the research purpose cannot reasonably be
accomplished unless that information is provided in individually identifiable
form;
(
b) any record linkage is not harmful to the
individuals that information is about and the benefits to be derived from the
record linkage are clearly in the public interest;
(
c) the head of the public body concerned has
approved conditions relating to the following:
(
i) security and confidentiality,
(ii) the removal or destruction of individual identifiers
at the earliest reasonable time, and
(iii) the prohibition of any subsequent use or disclosure
of that information in individually identifiable form without the express
authorization of that public body; and
(
d) the person to whom that information is
disclosed has signed an agreement to comply with the approved conditions, this
Act and the public body's policies and procedures relating to the
confidentiality of personal information.
Disclosure for
archival or historical purposes
71. The Provincial Archives of Newfoundland and Labrador , or the archives of a public body, may disclose
personal information for archival or historical purposes where
(
a) the disclosure would not be an unreasonable
invasion of a third partys personal privacy under
section 40 ;
(
b) the disclosure is for historical research and
is in accordance with
section 70 ;
(
c) the information is about an individual who has
been dead for 20 years or more; or
(
d) the information is in a record that has been
in existence for 50 years or more.
Privacy impact
assessment
(1) A minister shall, during the
development of a program or service by a department or branch of the executive
government of the province, submit to the minister responsible for this Act
(
a) a privacy impact assessment for that
ministers review and comment; or
(
b) the results of a preliminary assessment
showing that a privacy impact assessment of the program or service is not required.
(2) A minister shall conduct a preliminary
assessment and, where required, a privacy impact assessment in accordance with
the directions of the minister responsible for this Act.
(3) A minister shall notify the commissioner of a
common or integrated program or service at an early stage of developing the program
or service.
(4) Where the minister responsible for this Act
receives a privacy impact assessment respecting a common or integrated program
or service for which disclosure of personal information may be permitted under
paragraph 68 (1)(u), the minister shall, during
the development of the program or service, submit the privacy impact assessment
to the commissioner for the commissioners review and comment.
DIVISION 2
PRIVACY COMPLAINT
Privacy complaint
(1) Where an individual believes on
reasonable grounds that his or her personal information has been collected,
used or disclosed by a public body in contravention of this Act, he or she may
file a privacy complaint with the commissioner.
(2) Where a person believes on reasonable grounds
that personal information has been collected, used or disclosed by a public
body in contravention of this Act, he or she may file a privacy complaint with
the commissioner on behalf of an individual or group of individuals, where that
individual or those individuals have given consent to the filing of the privacy
complaint.
(3) Where the commissioner believes that personal
information has been collected, used or disclosed by a public body in contravention
of this Act, the commissioner may on his or her own motion carry out an
investigation.
(4) A privacy complaint under subsection (1) or
(2) shall be filed in writing with the commissioner within
(
a) one year after the subject matter of the
privacy complaint first came to the attention of the complainant or should reasonably
have come to the attention of the complainant; or
(
b) a longer period of time as permitted by the
commissioner.
(5) The commissioner shall provide a copy or
summary of the privacy complaint, including an investigation initiated on the
commissioners own motion, to the head of the public body concerned.
Investigation privacy complaint
(1) The commissioner may take the steps
that he or she considers appropriate to resolve a privacy complaint informally
to the satisfaction of the parties and in a manner consistent with this Act.
(2) Where the commissioner is unable to informally
resolve a privacy complaint within a reasonable period of time, the commissioner
shall conduct a formal investigation of the subject matter of the privacy
complaint where he or she is satisfied that there are reasonable grounds to do
so.
(3) The commissioner shall complete a formal
investigation and make a report under
section 77
within a time that is as expeditious as possible in the circumstances.
(4) Where the commissioner has 5 active privacy
complaints from the same person that deal with similar or related records, the
commissioner may hold an additional complaint in abeyance and not commence an
investigation until one of the 5 active complaints is resolved.
Authority of commissioner
not to investigate a privacy complaint
75. The commissioner may, at any stage of an
investigation, refuse to investigate a privacy complaint where he or she is
satisfied that
(
a) the head of a public body has responded
adequately to the privacy complaint;
(
b) the privacy complaint has been or could be
more appropriately dealt with by a procedure or proceeding other than a
complaint under this Act;
(
c) the length of time that has elapsed between
the date when the subject matter of the privacy complaint arose and the date
when the privacy complaint was filed is such that an investigation under this
Part would be likely to result in undue prejudice to a person or that a report
would not serve a useful purpose; or
(
d) the privacy complaint is trivial, frivolous,
vexatious or is made in bad faith.
Recommendations
privacy complaint
(1) On completing an investigation of a
privacy complaint, the commissioner may recommend that the head of a public
body
(
a) stop collecting, using or disclosing personal
information in contravention of this Act; or
(
b) destroy personal information collected in
contravention of this Act.
(2) The commissioner may also make
(
a) a recommendation that an information practice,
policy or procedure be implemented, modified, stopped or not commenced; or
(
b) a recommendation on the privacy aspect of the
matter that is the subject of the privacy complaint.
Report privacy complaint
(1) On completing an investigation of a
privacy complaint, the commissioner shall
(
a) prepare a report containing the commissioners
findings and, where appropriate, his or her recommendations and the reasons for
those recommendations; and
(
b) send a copy of the report to the person who
filed the privacy complaint and the head of the public body concerned.
(2) The report shall include information respecting
the obligation of the head of the public body to notify the person who filed
the privacy complaint of the heads response to the recommendation of the
commissioner within 10 business days of receipt of the recommendation.
Response of
public body privacy complaint
(1) The head of a public body shall, not
later than 10 business days after receiving a recommendation of the
commissioner,
(
a) decide whether or not to comply with the
recommendation in whole or in part; and
(
b) give written notice of his or her decision to
the commissioner and a person who was sent a copy of the report.
(2) Where the head of the public body does not
give written notice within the time required by subsection (1), the head of the
public body is considered to have agreed to comply with the recommendation of
the commissioner.
Head of public body
seeks declaration in court
(1) Where the head of the public body
decides under
section 78 not to comply with a
recommendation of the commissioner under subsection 76
(1) in whole or in part, the head shall, not later than 10 business days after
receipt of that recommendation,
(
a) apply to the Trial Division for a declaration
that the public body is not required to comply with that recommendation because
the collection, use or disclosure of the personal information is not in
contravention of this Act, and
(
b) serve a copy of the application for a
declaration on the commissioner, the minister responsible for the administration
of this Act, and a person who was sent a copy of the commissioners report.
(2) The commissioner or the minister responsible
for this Act may intervene in an application for a declaration by filing a
notice to that effect with the Trial Division.
Filing an order
with the Trial Division
(1) The commissioner may prepare and file
an order with the Trial Division where
(
a) the head of the public body agrees or is
considered to have agreed under
section 78 to
comply with a recommendation of the commissioner under subsection 76 (1) in whole or in part but fails to do so within
one year after receipt of the commissioners recommendation; or
(
b) the head of the public body fails to apply
under
section 79 to the Trial Division for a
declaration.
(2) The order shall be limited to a direction to
the head of the public body to do one or more of the following:
(
a) stop collecting, using or disclosing personal
information in contravention of this Act; or
(
b) destroy personal information collected in
contravention of this Act.
(3) An order shall not be filed with the Trial
Division until the time period referred to in paragraph (1)(
a) has passed.
(4) Where an order is filed with the Trial
Division, it is enforceable against the public body as if it were a judgment or
order made by the court.
DIVISION 3
APPLICATION TO THE TRIAL DIVISION FOR A DECLARATION
Practice and procedure
81. The practice and procedure under the Rules of the Supreme Court, 1986
providing for an expedited trial, or such adaption of those rules as the court
or judge considers appropriate in the circumstances, shall apply to an
application to the Trial Division for a declaration.
Solicitor and
client privilege
82. The solicitor and client privilege or
litigation privilege of a record which may contain personal information shall
not be affected by disclosure to the Trial Division.
Conduct
(1) The Trial Division shall review the
act or failure to act of the head of a public body that relates to the
collection, use or disclosure of personal information under this Act as a new
matter and may receive evidence by affidavit.
(2) In exercising its powers to order production
of documents for examination, the Trial Division shall take reasonable
precautions, including where appropriate, receiving representations without notice
to another person, conducting hearings in private and examining records in
private, to avoid disclosure of
(
a) any information or other material if the
nature of the information or material could justify a refusal by a head of a public
body to give access to a record or part of a record; or
(
b) the existence of information, where the head
of a public body is authorized to refuse to confirm or deny that the information
exists under subsection 17 (2).
Disposition
84. On hearing an application for a declaration,
the Trial Division may
(
a) where it determines that the head of the
public body is authorized under this Act to use, collect or disclose the personal
information, dismiss the application;
(
b) where it determines that the head is not authorized
under this Act to use, collect or disclose the personal information,
(
i) order the head of the public body to stop
using, collecting or disclosing the information, or
(ii) order the head of the public body to destroy
the personal information that was collected in contravention of this Act; or
(
c) make an order that the court considers
appropriate.
PART IV
OFFICE AND POWERS OF THE INFORMATION AND PRIVACY COMMISSIONER
DIVISION 1
OFFICE
Appointment of
the Information and Privacy Commissioner
(1) The office of the Information and
Privacy Commissioner is continued.
(2) The office shall be filled by the
Lieutenant-Governor in Council on a resolution of the House of Assembly.
(3) Before an appointment is made, the Speaker
shall establish a selection committee comprising
(
a) the Clerk of the Executive Council or his or
her deputy;
(
b) the Clerk of the House of Assembly or, where
the Clerk is unavailable,